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Monthly Fees (effective 1/1/2009) DTC "FAST" Account Management Fee $350.00 (requires 12 month commitment) DTC Direct Registration System Support fees - To Be Announced Publicly traded company - $ 50.00 (billed quarterly) Private Company $ 50.00 (billed quarterly) Includes:
Company-initiated Stock Issuance: Stock certificate issuance $ 25.00 per certificate** Warrant certificate issuance $ 25.00 per certificate** Book Entry Records (no certificate) $ 15 .00 per entry DWAC Transactions - (FAST account) $ 40.00 per transaction DTC "FAST" Deposits (electronic) $ 15.00 per deposit DTC "FAST" Certificates $ 40.00 per certificate
Broker / DTC Transfers: Certificate or Warrant Transfer $ 40.00 per certificate** Legal Review - Restriction removal $ 15.00 per transaction Exchange of Certificates due to corporate action $ Quoted Rush Fee $ 20.00 per transaction Other Services: ¨ Mailings and proxy mailings handling fee $ 60.00 per hour (Envelopes, labels, and postage additional) $ 30.00 minimum ¨ Proxy tabulations and reporting $ .75 per shareholder ($ 25.00 minimum) ¨ Stock splits $ 2.50 per shareholder ($100.00 minimum) ¨ Dividends $ 2.50 per shareholder (plus postage) ¨ 1099 preparation $ 2.50 per shareholder ¨ Shareholder meeting attendance $ 250.00 plus expenses ¨ Additional reports to Issuer $ 25.00 per report ¨ Audit letter $ 35.00 per letter ¨ Special requests / legal participation $ 150.00 per hour ¨ Escheatment services $ 2.50 per account Designing & Printing All Classes of Share Certificates & Warrants in Standard format. |
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